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Regulation NMS
Results: 1042

#	Item
791	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]October 1, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-03 16:12:58 Investment Economy of New York City Economy of the United States NASDAQ Regulation NMS Securities Exchange Act Market maker Stock market United States Securities and Exchange Commission Financial markets Financial economics
792	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 17, 2008 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-20 12:22:46 Securities Exchange Act NYSE Arca Financial regulation New York Stock Exchange U.S. Securities and Exchange Commission Regulation NMS Economy of the United States United States United States Securities and Exchange Commission 73rd United States Congress United States securities law
793	SR-NSX[removed]Exhibit 5 Page 13 of 14 EXHIBIT 5 Proposed new language is underlined; proposed deletions are marked by [brackets]. Rule[removed]Obligations of Market Makers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-21 14:16:52 Order Market maker Regulation NMS Stock market Bid price National best bid and offer Financial markets Finance Economics
794	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]May 4, 2007 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-05-07 15:48:27 Chicago Stock Exchange Investment Financial markets United States securities law Finance Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Exchange-traded fund Financial economics United States Securities and Exchange Commission Self-regulatory organizations
795	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-26 12:14:15 Financial markets Economics United States securities law Finance Economy of the United States New York Stock Exchange Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Business United States Securities and Exchange Commission Financial economics
796	Amendment No. 1 to Proposed Options Order Protection and Locked/Crossed Market Plan by BSE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-09 14:13:33 Stock market Investment Finance Options Price Reporting Authority 73rd United States Congress United States securities law Regulation NMS Order Securities Exchange Act Financial markets Financial economics United States Securities and Exchange Commission
797	Microsoft Word - Exhibit 5 SR-BATS[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-16 10:54:25 Network architecture Regulation NMS Algorithmic trading Financial economics Investment Routing protocols Order Stock market Routing
798	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-29 17:23:40 Financial markets Securities Exchange Act Financial economics Regulation NMS Finance Financial regulation U.S. Securities and Exchange Commission Algorithmic trading Chicago Stock Exchange United States Securities and Exchange Commission United States securities law 73rd United States Congress
799	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]January 9, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-10 13:51:37 Financial economics Investment United States securities law Stock market Short selling Securities Exchange Act Electronic communication network Regulation NMS Short United States Securities and Exchange Commission Finance Business
800	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]December 9, 2010 Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Cl Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-10 14:31:59 Financial economics Securities Exchange Act Economy of the United States Investment NASDAQ Regulation NMS United States Securities and Exchange Commission United States securities law 73rd United States Congress

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